Due diligence compliance with FINRA, the Investment Advisors Act of 1940, the SEC, the several states, Dodd-Frank – it all boils down to a giant due diligence compliance nightmare and registered investment advisors end up spending more time worrying about compliance and paying those skyrocketing professional liability insurance premiums than they can devote to actual due diligence on the business and economic challenges and pitfalls that commercial real estate private placement offerings pursuant to the Direct Participation Program demand. The realities of investment fraud claims loss severity risk is making life very difficult and it is high time there was a game-changer.
There has to be a way to make E&O liability insurance more affordable and make asset management and compliance with SEC more than it is today.
There has to be a way to stop the ever-mounting sea of commercial real estate and alternative investment business failures that spawn these claims.
Finally, there has to be a way to get REAL due diligence done that focuses on the core economic, business management and market issues that typically conspire to create these loss events.
INVIZEN IT offers the first, true end-to-end solution that supports buy-side and sell-side due diligence with a suite of pre-funding real-time underwriting and analysis tools, and the only post-funding program that is specifically designed to address the registered investment advisors’ exposure to future investment fraud claims loss severity risk by addressing the source of those claims – monitoring and prevention of future bankruptcy events and foreclosure events for commercial real estate property businesses for the full term of the investment holding period.
Think about what it really means to your business. Now you have the luxury of having a comprehensive valuation, feasibility, underwriting and monitoring program re-underwrite the transaction each and every month on an ongoing basis to give you the highest possible level of investment performance assurance and minimize your exposure to future investment fraud claims. And yes, INVIZEN is also the affordable answer (check our pricing on this website).
Take the first step in restoring sanity and profitability to your firm by contacting INVIZEN today at 832.663.9634 and get all the details.