RIA Investment Fraud Claims Risk

RIA investment fraud claim severity risk is a real issue and if you are looking at this web page, chances are your E&O insurance premiums and costs of operations are at the top of your to-do list of things that need fixing right now.  RIA investment fraud claim severity risk owing to securities transactions involving commercial real estate investment securities (typically via a Direct Participation Program – or DPP) can now be proactively addressed with the INVIZEN suite of RIA due diligence services that are part of the INVIZEN end-to-end solution for addressing and eliminating CRE loan and investment loss severity risk over the entire term of the investment holding period with a proactive risk reduction and mitigation suite of services.  And yes, it is truly affordable, so you have no real excuse with regulators in the future as to why the deal is not covered by an INVIZEN enrollment agreement.

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The key to the operations of INVIZEN is its proactive approach executed in real-time that allows INVIZEN to provide ongoing management of the property’s exposure (and thereby, the RIA’s exposure too) to default risk, term risk and maturity risk exposure that conspire to create loan and investment loss severity risk.

INVIZEN provides what you are looking for and what you don’t know you need.  This revolutionary technology, artificial intelligence and proprietary analytics program was specifically designed to help reduce the RIA’s risk exposure to allegations of investment fraud while at the same time providing the broker-dealer with the opportunity to increase sales, increase profit margins, reduce time to market on sell-side transactions, and create a whole new level of confidence in working with broker-dealers, sponsors and issuers of securities in DPPs and other commercial real estate securities private placement offerings.

Best of all, INVIZEN is very affordable.  For qualifying broker-dealers, INVIZEN offers a cost-free program alternative that provides the due diligence support needed to comply with FINRA Rule 2310 and FINRA Regulatory Notice 10-22 while also providing all of the other key benefits.  This is a limited time offer so find out more about what INVIZEN will do for your business by calling us today at 832.663.9634.